Search QAs

I kindly request that you answer the following question as quickly as possible: Our client is a financial company that is the only financial company belonging to another group of companies. However, the group of companies is not a group of financial companies, but rather a group of non-financial com…

Expression for the validation rule v8821_m: with{tB_05.01, default:0, interval: false}: if({c0020} = [eba_qCO:qx2000]) then ( (match({c0030}, "^[A-Z0-9]{18}[0-9]{2}$"))) endif Question: The check on ‘Additional’ identification code (c0030) based on the type of the original identifier (c0020) looks i…

Request for clarification regarding the scope of the term "any planned contractual arrangements related to the use of ICT services supporting critical or important functions", as referenced in Article 28(3) of Regulation (EU) 2022/2554 (DORA). In particular, I would appreciate clarification on the f…

I would like to know if the requirement regarding the digital operational training should be conducted periodically, in a frequent manner? Thank you in advance for your answer

Should or should DORA not apply to the company if the ancillary insurance intermediary activities are not the company’s principal activity, and based on the revenues from these ancillary insurance intermediary activities (rather than overall revenues), the company does not exceed the criteria for a …

We have a question on FAQ#74 in the DORA preparations document "Frequently asked question on reporting of the registers of information (updated on 19 March 2025)". FAQ 74 is very helpful in understanding how to complete B.02.01, B.02.03, B.05.02 for the mentioned situation. However we are unclear wh…

We have a question on FAQ#102 in the DORA preparations document "Frequently asked question on reporting of the registers of information (updated on 19 March 2025)". This FAQ doesn't seem correct if the intra-group provider is signing contracts on behalf of financial entities in the group, the intra-…

Our understanding is that a multinational business offering financial services and insurance intermediation activities can rely on the exemption under either Article 3(60) micro enterprise, (63) small enterprise or (64) medium-sized enterprise categories under DORA. We have however not been able to …

Can ancillary insurance intermediaries, in light of proportionality, determine their annual turnover based on the income that the ancillary insurance intermediary received from the distribution of insurance products during the year in question?