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According to point 16 (a) of Annex IV, the assessment of the appropriateness of a benchmark or proxy depends, inter alia, on the risk-return profile where the benchmark or proxy and the PRIIP fall into the same category of SRI or volatility and expected return or both. In this context, must it be taken into account whether the PRIIP has credit liabilities? If so, is the current leverage ratio or the maximum leverage ratio permitted under the investment conditions relevant?

“We have one error in S.28.01 QRT BV918 with regards to position R0230/C0050. This is the first quarter when we have Unit Linked business and the value of technical provisions is negative since portfolio is very profitable and the business just started. However the validation restricts us from havin…

We would like to inqury about the correct option that should be used in C0293 Bail-in rules for the shares in subsidiaries (when the subsidiary is a financial institution - sector K according to the NACE code).

Based on the definition of DORA Article 3(21) and DORA030 - 2999, how can the answer regarding the classification of ancillary services as financial services be interpreted in accordance with DORA and in the case of contractual triangular relationships?

Regulation DORA Chapter 4. Article 25 states that "execution of appropriate tests, such as (..) source code reviews where feasible" must be conducted. In contrast the technical standard Risk management framework Chapter I. Article 16. paragraph 3.states: "The procedure referred to in paragraph 2 sha…

I am trying to find out if the company I work for as a freelance IT consultant falls under DORA regulations, so I would know what to plan for this year. We are financial brokers, and deal with big companies like BP, Shell, etc. But I don't know if we fall under their supply chain, as we only connect…

We are software firm building a platform for auditors in the governance, risk and compliance space, especially DORA. We wanted to ask are there any resources available to help firms create solutions around the DORA regulation - for instance to design software that includes the regulatory requirement…

In articles 27 and 28 DORA it is stated that a TLPT test must take place if we are a critical supplier. According to the DORA legislation itself, you assign whether we are critical or not. Because I cannot find where and how this should be requested from you, I will do it this way.

I am contacting you regarding a question of data modelisation and calculation we are encountering upon QRT S.27.01.01 & SR.27.01.01. Indeed, upon cell R4420/C1510 we are recovering the catastrophe risk charge before risk mitigation for the pandemic risk sub-module, according the following...