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RSSCan EIOPA provide practical examples to show how the principle of proportionality can be applied in relation to the measures set out in the IDD for managing conflicts of interest?
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Would an independent broker who acts on behalf of the customer, be able to contribute to issuing documentation and claims assessment on behalf of the undertaking if it handles any arising conflicts of interest in an appropriate manner?
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In order to be registered as an insurance intermediary, competent authorities have to request certain information from the insurance intermediary on the identities of shareholders, persons with close links etc. Under IDD, the insurance intermediary would also have to provide certain information to...
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Is an intermediary expected to manage conflicts of interest even if it discloses the conflicts of interest to the customer?
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Are intermediaries expected to report about Conflicts of Interest to the insurance undertaking?
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Are small insurance intermediaries and sole traders expected to provide written reports to senior management at least annually on Conflicts of Interest incidents?
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How should the assessment of inducements be recorded and retained? How often are insurance undertakings and insurance intermediaries expected to undertake the assessment?
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Are insurance intermediaries, who are under a contractual obligation to conduct insurance distribution business exclusively with one or more insurance undertakings, expected to develop their own policy for Conflicts of Interest?
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In which intervals are manufacturers of insurance products expected to review their products?
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Are manufacturers expected to rectify any circumstances that could have an adverse effect for customers?
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