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RSSIs the insurance undertaking expected to assess and ensure that the rebate paid by a unit-linked fund manager complies with Article 29(2), IDD?
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Article 8(2)(c) Delegated Regulation 2017/2359: Can EIOPA provide some further practical guidance to understand how this criterion would apply?
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If the insurance undertaking receives rebates with different rates from fund managers, what are the implications for the assessment under Article 29(2), IDD?
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Can EIOPA provide practical examples to show how the principle of proportionality can be applied in relation to the measures set out in the IDD for managing conflicts of interest?
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Would an independent broker who acts on behalf of the customer, be able to contribute to issuing documentation and claims assessment on behalf of the undertaking if it handles any arising conflicts of interest in an appropriate manner?
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In order to be registered as an insurance intermediary, competent authorities have to request certain information from the insurance intermediary on the identities of shareholders, persons with close links etc. Under IDD, the insurance intermediary would also have to provide certain information to...
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Is an intermediary expected to manage conflicts of interest even if it discloses the conflicts of interest to the customer?
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Are intermediaries expected to report about Conflicts of Interest to the insurance undertaking?
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Are small insurance intermediaries and sole traders expected to provide written reports to senior management at least annually on Conflicts of Interest incidents?
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How should the assessment of inducements be recorded and retained? How often are insurance undertakings and insurance intermediaries expected to undertake the assessment?
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