Reports, documents and other publications dated before 2018 can be found in the archive.
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Document Library (549)
RSSESAs Final Report on EMIR draft RTS with regards to intragroup contracts
This final report presents new draft amending regulatory technical standards (RTS) on the risk mitigation techniques for OTC derivative contracts not cleared by a CCP (bilateral margining) that the European Supervisory Authorities (ESAs) have developed under Article 11(15) of EMIR1 . The draft RTS...
- Documents type
- Report
- Topics type
- Regulation
Clarifications on the ESAs’ draft RTS under SFDR
Clarifications on the ESAs’ draft RTS under SFDR
- Documents type
- Other documents
- Topics type
- Sustainability
Joint ESAs Report on the withdrawal of authorisation for serious breaches of AML/CFT rules
Report, which provides a comprehensive analysis on the completeness, adequacy and uniformity of the applicable laws and practices on the withdrawal of license for serious breaches of the rules on anti-money laundering and countering the financing of terrorism (AML/CFT).
- Documents type
- Report
- Topics type
- Supervision
Discussion paper on physical climate change risks
Building on its ambitious agenda for sustainable finance, and in particular on the sensitivity analysis of asset-side transition risks published in 2020, EIOPA launched a follow-up exercise on physical risks in the second half of 2021. This discussion paper presents the first results of this...
- Documents type
- Discussion paperReport
- Topics type
- Sustainability
Joint ESA Supervisory Statement on expectations regarding the 'What is this product' section in PRIIPs KID
The objective of this Supervisory Statement is to achieve a high, effective and consistent level of regulation and national supervision promoting a level playing field and the protection of retail investors.The ‘What is this product?’ section is the first descriptive section of the KIDand is an...
- Documents type
- Supervisory statement
- Topics type
- PRIIPs
Feedback Statement on blockchain and smart contracts in insurance
On 29 April 2021, EIOPA launched a public consultation on a ‘Discussion paper on blockchain and smart contracts in insurance’ with the aim of providing a high-level overview of risks and benefits of blockchain and smart contracts in insurance from a supervisory perspective as well as to gather...
- Documents type
- Other documents
- Topics type
- Innovation
Mandate to the ESAs to develop SFDR regulatory technical standards on product exposures to gas and nuclear activities
Mandate to the ESAs to develop SFDR regulatory technical standards on product exposures to gas and nuclear activities
- Documents type
- LetterMandate
- Topics type
- Sustainability
Mandate to the ESAs to develop SFDR regulatory technical standards on principal adverse impacts indicators
Mandate to the ESAs to develop SFDR regulatory technical standards on principal adverse impacts indicators
- Documents type
- LetterMandate
- Topics type
- Sustainability
Technical advice on the review of PRIIPs Regulation
This Report presents the European Supervisory Authorities’ (ESAs) technical advice to the Commission on Regulation (EU) No 1286/2014 (PRIIPs Regulation) 1 following a request received from the Commission on 27 July 20212 . It will serve as input to the Commission’s work to develop a strategy for...
- Documents type
- AdviceSubmission to the EC
- Topics type
- RegulationPRIIPs
Technical advice on Retail Investor Protection
On 27 July 2021, EIOPA received a request from the European Commission, as part of its Retail Investment Strategy, to provide technical advice on a number of specific areas in the field of retail investor protection such as enhancing consumer disclosures, tackling damaging conflicts of interest in...
- Documents type
- AdviceSubmission to the EC
- Topics type
- Consumer protection
Final Reports on the revision of EIOPA Guidelines on Contract Boundaries and Guidelines on the Valuation of Technical Provisions
During the 2020 review of Solvency II EIOPA identified several divergent practices regarding contract boundaries assessment and the valuation of best estimate, as presented in the analysis background documentto EIOPA’s Opinion on the 2020 review of Solvency II. Divergent practices require...
- Documents type
- Guidelines
- Topics type
- Solvency II
Joint Committee Annual Report 2021
In 2021, the Joint Committee under the chairmanship of the ESMA, continued to have a central role for the coordination and exchange of information between the European Supervisory Authorities (ESAs), the European Commission (EC) and the European Systemic Risk Board (ESRB). The main areas of cross...
- Documents type
- Annual reportReport
- Topics type
- Organisation
Joint Committee Report on risks and vulnerabilities in the EU financial system - Spring 2022
The report highlights the increasing vulnerabilities across the financial sector as well as the rise of environmental and cyber risks. It also includes a preliminary assessment of the consequences of Russia's invasion of Ukraine.
- Documents type
- Report
- Topics type
- Risk assessment
Opinion to institutions of the European Union on individual disclosures in the context of EU-wide stress test exercises
The present Opinion calls fora consistent and disciplined communication of individual stress test results to enhance market discipline, increase stress testparticipants’ commitment and contribute to a level playing field among insurers and across the financial sector.
- Documents type
- Opinion
- Topics type
- Stress testDisclosure
Supervisory statement on the supervision of run-off undertakings
The aim of the statement is to ensure that a high-quality and convergent supervision is applied to run-off undertakings and portfolios while taking into account their specific nature and risks, the principle of proportionality and the prudent person principle.
- Documents type
- Supervisory statement
- Topics type
- Supervision
Costs and past performance report 2022
Costs and past performance report 2022
- Documents type
- Costs and past performance reportPublicationReport
- Topics type
- Consumer protection
Draft Amended Implementing Technical Standards (ITS) on supervisory reporting and disclosure
The amendments have been publicly consulted in 2021 and based on the feedback received further reviewed and in many cases changes introduced in line with the comments received. The current draft is considered by EIOPA balanced and is expected to bring several benefits, which will ultimately lead...
- Documents type
- Technical standard
- Topics type
- ReportingDisclosure
Updated Joint ESA Supervisory Statement on the application of the Sustainable Finance Disclosure Regulation
Updated Joint ESA Supervisory Statement on the application of the Sustainable Finance Disclosure Regulation
- Documents type
- Supervisory statement
- Topics type
- SustainabilityDisclosure
2021 Insurance Stress Test Recommendations
This document outlines EIOPA's recommendations to supervisors and insurers based on the learnings and experience of the2021 Insurance Stress Test.
- Documents type
- Other documentsRecommendation
- Topics type
- Stress test
Supervisory Convergence Plan for 2022
Supervisory Convergence Plan for 2022
- Documents type
- Supervisory statement
- Topics type
- Supervision