Consultations

Joint Committee

To fulfil its commitment to openness and transparency, the Joint Committee conducts written consultations in order to receive comments from all the interested parties, including market participants, consumers and other end-users.

Check below the open and closed consultations.

PRIIPs

Call for evidence on the European Commission mandate regarding the PRIIPs Regulation

The European Supervisory Authorities (ESAs) welcome comments on this call for evidence concerning the call for advice to the Joint Committee (JC) of the ESAs regarding the PRIIPs Regulation. Please send your comments by Thursday 16 December 2021 via the survey link below.
Reporting | Sustainability | Disclosure

Joint consultation on taxonomy-related sustainability disclosures

The joint consultation launched by the three European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) is seeking input on draft Regulatory Technical Standards (RTS) regarding disclosures of financial products investing in economic activities that contribute to an environmental investment...
Solvency II

Draft implementing technical standards amending Implementing Regulation (EU) 2016/1800 on the allocation of credit assessments of external credit assessment institutions to an objective scale of credit quality steps

Public consultation to amend the Implementing Regulations on the mapping of credit assessments of External Credit Assessment Institutions (ECAIs) for credit risk to reflect the outcomes of a monitoring exercise on the adequacy of existing mappings. The Implementing Regulations are part of the EU...
Sustainability | Disclosure

Survey on product disclosure templates under the Sustainable Finance Disclosure Regulation

The European Supervisory Authorities (ESAs) welcome comments on this survey setting out the details of the presentation of the information to be disclosed pursuant to Article 8(3), Article 9(5) and Article 11(4) of the Regulation (EU) 2019/2088 of the European Parliament and of the Council of 27...
Sustainability | Disclosure of adverse impacts

Joint Consultation concerning environmental, social and governance (ESG) disclosures

The European Supervisory Authorities (ESAs) invite comments on all matters in this consultation paper on ESG disclosures under Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial sector (hereinafter “SFDR”) and in particular on the specific questions summarised in...
PRIIPs

Consultation concerning amendments to the PRIIPs KID

The European Supervisory Authorities (ESAs) welcome comments on this consultation paper setting out proposed amendments to Commission Delegated Regulation (EU) 2017/653 of 8 March 20171 (hereinafter “PRIIPs Delegated Regulation”). The consultation package includes: The consultation pape Template...
Financial stability | Reporting

Consultation on technical standards on the reporting of intra-group transactions and risk concentration for Financial Conglomerates

The three European Supervisory Authorities, the European Banking Authority (EBA), the European Insurance and Occupational Pensions Authority (EIOPA) and the European Securities Markets Supervisory Authority (ESMA) launched a consultation on draft Implementing Technical Standards (ITSs) on the...
Solvency II

Consultation on implementing technical standards amending Implementing Regulation (EU) 2016/1800

In October 2018 the Joint Committee of the three European Supervisory Authorities (EBA, EIOPA and ESMA - ESAs) launched a public consultation to amend the Implementing Regulations on the mapping of credit assessments of External Credit Assessment Institutions (ECAIs) for credit risk. The amendments...
Solvency II

Consultation on implementing technical standards amending Implementing Regulation (EU) 2016/1800

In October 2018 the Joint Committee of the three European Supervisory Authorities (EBA, EIOPA and ESMA - ESAs) launched a public consultation to amend the Implementing Regulations on the mapping of credit assessments of External Credit Assessment Institutions (ECAIs) for credit risk. The amendments...
Consumer protection | Financial stability | Risk assessment

Joint CP related to the draft ITS on risk-mitigation techniques for OTC-derivatives

Consumer protection | Regulation

Joint revised draft ITS on the mapping of ICAIs' credit assessments

The ESAs invite comments on all proposals put forward in this paper. Comments are most helpful if they: indicate the specific point to which a comment relates; contain a clear rationale; provide evidence to support the views expressed/rationale proposed; and describe any alternative regulatory...
Regulation | Risk assessment

Joint draft ITS on the mapping of ECAIs' credit assessments

Consumer protection | PRIIPs | Regulation

Joint amendments to the PRIIPs KID

The European Supervisory Authorities (ESAs) welcome comments on this consultation paper setting out proposed amendments to Commission Delegated Regulation (EU) 2017/653 of 8 March 20171 (hereinafter “PRIIPs Delegated Regulation”). The consultation package includes: the consultation paper template...
Consumer protection | Financial stability | Risk assessment | Solvency II

Automation in financial advice

Consumer protection | Regulation | Risk assessment | Solvency II

Joint draft RTS on the uniform conditions of application of the calculation methods

Consumer protection | PRIIPs | Regulation | Solvency II

Joint PRIIPs key information documents

Consumer protection | Regulation | Solvency II | Supervision

Joint proposed response to the EC's call for advice on the fundamental review of the FCD

Consumer protection | Financial stability | Risk assessment

Joint Consultation on anti-money laundering and countering the financing of terrorism

Consumer protection | Risk assessment

Joint draft RTS on risk mitigation techniques for OTC derivatives not cleared by a CCP

Consumer protection | Financial stability | Risk assessment

Joint guidelines of acquisitions and increases of qualifying holdings in the financial sector

Consumer protection | PRIIPs | Risk assessment

Risk, performance scenarios and cost disclosures in KIDs for PRIIPs

Consumer protection | Financial stability | Risk assessment

Joint draft RTS on risk-mitigation techniques for OTC-derivative contracts not cleared by a CCP

Consumer protection | Risk assessment

Joint draft ITS on the allocation of credit assessments of ECAIs to an objective scale of credit quality steps

Regulation | Financial stability

Joint draft regulatory technical standards on financial conglomerates’ risk concentration and intra-group transactions

Consumer protection | Regulation

Cross-selling practices

Consumer protection | Regulation

Use of credit ratings by financial intermediaries

Consumer protection | PRIIPs

Key Information Documents

Regulation | Risk assessment

Addendum Joint draft ITS on the mapping of ECAIs’ credit assessments